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Corporate Policies

Code of Business Conduct and Ethics

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Thornburg Investment Management, Inc. – Code of Business Conduct and Ethics

Literature
Fact Sheet
Prospectus
Summary Prospectus
Commentary
Annual Report
Semi-Annual Report
Statement of Additional Information (SAI)
Article 10 Transparency Statement
Thornburg Investment Trust – Code of Business Conduct and Ethics

Proxy Voting Policy

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Fact Sheet
Prospectus
Summary Prospectus
Commentary
Annual Report
Semi-Annual Report
Statement of Additional Information (SAI)
Article 10 Transparency Statement
Proxy Voting Policy and Procedures (Thornburg Investment Management, Inc. and Thornburg Investment Trust)

Literature
Fact Sheet
Prospectus
Summary Prospectus
Commentary
Annual Report
Semi-Annual Report
Statement of Additional Information (SAI)
Article 10 Transparency Statement
Proxy Voting Policy (Thornburg Income Builder Opportunities Trust)

Literature
Fact Sheet
Prospectus
Summary Prospectus
Commentary
Annual Report
Semi-Annual Report
Statement of Additional Information (SAI)
Article 10 Transparency Statement
Form N-PX, Annual Report of Proxy Voting Record (Thornburg Investment Trust)

Literature
Fact Sheet
Prospectus
Summary Prospectus
Commentary
Annual Report
Semi-Annual Report
Statement of Additional Information (SAI)
Article 10 Transparency Statement
Form N-PX, Annual Report of Proxy Voting Record (Thornburg Income Builder Opportunities Trust)

USA Patriot Act

Federal law requires us to obtain, verify and record information which identifies each person who opens an account. When you open an account, you will be asked to supply your name, address, date of birth, Social Security or tax identification number and other information identifying you. Furthermore, legal entity customers may be asked to provide verification and identification information about their ultimate beneficial owners and control persons. We are required to reject any new account application if the required information is not provided.

Business Continuity Plans

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Summary Prospectus
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Semi-Annual Report
Statement of Additional Information (SAI)
Article 10 Transparency Statement
Summary of Business Continuity Plan

Form ADV Part 2A

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Fact Sheet
Prospectus
Summary Prospectus
Commentary
Annual Report
Semi-Annual Report
Statement of Additional Information (SAI)
Article 10 Transparency Statement
Form ADV Part 2A Brochure

Form CRS/Form ADV Part 3 Relationship Summary

Literature
Fact Sheet
Prospectus
Summary Prospectus
Commentary
Annual Report
Semi-Annual Report
Statement of Additional Information (SAI)
Article 10 Transparency Statement
CUSTOMER RELATIONSHIP SUMMARY MAY 20, 2020

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