Unsubscribe

Confirm you would like to unsubscribe from this list

Remove strategy

Confirm you would like to remove this strategy from your list

Welcome to Thornburg

Please select your location and role to help personalize the site.
Please review our Terms & Conditions

For Institutional / Wholesale / Professional Clients

The content on this website is intended for institutional and professional investors in the United States only and is not suitable for individual investors or non-U.S. entities. Institutional and professional investors include pension funds, investment companies registered under the Investment Company Act of 1940, financial intermediaries, consultants, endowments and foundations, and investment advisors registered under the Investment Advisors Act of 1940.

TERMS AND CONDITIONS OF USE

Please read the information below. By accessing this web site of Thornburg Investment Management, Inc. ("Thornburg" or "we"), you acknowledge that you understand and accept the following terms and conditions of use.

Disclaimers

Products or services mentioned on this site are subject to legal and regulatory requirements in applicable jurisdictions and may not be licensed or available in all jurisdictions and there may be restrictions or limitations to whom this information may be made available. Unless otherwise indicated, no regulator or government authority has reviewed the information or the merits of the products and services referenced herein. Past performance is not a reliable indicator of future performance. Investments carry risks, including possible loss of principal.

Reference to a fund or security anywhere on this website is not a recommendation to buy, sell or hold that or any other security. The information is not a complete analysis of every material fact concerning any market, industry, or investment, nor is it intended to predict the performance of any investment or market.

All opinions and estimates included on this website constitute judgements of Thornburg as at the date of this website and are subject to change without notice.

All information and contents of this website are furnished "as is." Data has been obtained from sources considered reliable, but Thornburg makes no representation as to the completeness or accuracy of such information and has no obligation to provide updates or changes. Thornburg disclaims, to the fullest extent of the law, any implied or express warranty of any kind, including without limitation the implied warranties of merchantability, fitness for a particular purpose and non-infringement.

If you live in a state that does not allow disclaimers of implied warranties, our disclaimer may not apply to you.

Although Thornburg intends the information contained in this website to be accurate and reliable, errors sometimes occur. Thornburg does not warrant that the information to be free of errors, that the functions contained in the site will be uninterrupted, that defects will be corrected or that the site and servers are free from viruses or other harmful components. You agree that you are responsible for the means you use to access this website and understand that your hardware, software, the Internet, your Internet service provider, and other third parties involved in connecting you to our website may not perform as intended or desired. We also disclaim responsibility for damages third parties may cause to you through the use of this website, whether intentional or unintentional. For example, you understand that hackers could breach our security procedures, and that we will not be responsible for any related damages.

Thornburg Investment Management, Inc. is regulated by the U.S. Securities and Exchange under U.S. laws which may differ materially from laws in other jurisdictions.

Online Privacy and Cookie Policy

Please review our Online Privacy and Cookie Policy, which is hereby incorporated by reference as part of these terms and conditions.

Third Party Content

Certain website's content has been obtained from sources that Thornburg believes to be reliable as of the date presented but Thornburg cannot guarantee the accuracy, timeliness, completeness, or suitability for use of such content. The content does not take into account individual investor's circumstances, objectives or needs. The content is not intended as an offer or solicitation with respect to the purchase or sale of any security or other financial instrument or any investment management services, nor does it constitute investment advice and should not be used as the basis for any investment decision.

Suitability

No determination has been made regarding the suitability of any securities, financial instruments or strategies for any investor. The website's content is provided on the basis and subject to the explanations, caveats and warnings set out in this notice and elsewhere herein. The website's content does not purport to provide any legal, tax or accounting advice. Any discussion of risk management is intended to describe Thornburg's efforts to monitor and manage risk but does not imply low risk.

Limited License and Restrictions on Use

Except as otherwise stated in these terms of use or as expressly authorized by Thornburg in writing, you may not:

  • Modify, copy, distribute, transmit, post, display, perform, reproduce, publish, broadcast, license, create derivative works from, transfer, sell, or exploit any reports, data, information, content, software, RSS and podcast feeds, products, services, or other materials (collectively, "Materials") on, generated by or obtained from this website, whether through links or otherwise;
  • Redeliver any page, text, image or Materials on this website using "framing" or other technology;
  • Engage in any conduct that could damage, disable, or overburden (i) this website, (ii) any Materials or services provided through this website, or (iii) any systems, networks, servers, or accounts related to this website, including without limitation, using devices or software that provide repeated automated access to this website, other than those made generally available by Thornburg;
  • Probe, scan, or test the vulnerability of any Materials, services, systems, networks, servers, or accounts related to this website or attempt to gain unauthorized access to Materials, services, systems, networks, servers, or accounts connected or associated with this website through hacking, password or data mining, or any other means of circumventing any access-limiting, user authentication or security device of any Materials, services, systems, networks, servers, or accounts related to this website; or
  • Modify, copy, obscure, remove or display the Thornburg name, logo, trademarks, notices or images without Thornburg's express written permission. To obtain such permission, you may e-mail us at info@thornburg.com.

Severability, Governing Law

Failure by Thornburg to enforce any provision(s) of these terms and conditions shall not be construed as a waiver of any provision or right. This website is controlled and operated by Thornburg from its offices in Santa Fe, New Mexico. The laws of the State of New Mexico govern these terms and conditions. If you take legal action relating to these terms and conditions, you agree to file such action only in state or federal court in New Mexico and you consent and submit to the personal jurisdiction of those courts for the purposes of litigating any such action.

Termination

You acknowledge and agree that Thornburg may restrict, suspend or terminate these terms and conditions or your access to, and use, of the all or any part this website, including any links to third-party sites, at any time, with or without cause, including but not limited to any breach of these terms and conditions, in Thornburg's absolute discretion and without prior notice or liability.

Decline

Give Us a Call

Fund Operations
800.847.0200

FIND ANOTHER CONTACT

Frequently asked questions

Answers to the most Frequently Asked Questions. Designed to offer on-line assistance with your Thornburg mutual fund account. If the information you need is not listed on this page, please call 800.847.0200 to speak with a shareholder representative.

What is the Breakpoint Schedule?

Please see our Breakpoint Schedule.

How do I buy additional shares?

When you purchase shares of a Thornburg Investment Management fund, the price is based on the net asset value (NAV) next determined after receipt of your order. Share price is normally calculated at 4:00pm EST on each day the New York Stock Exchange is open for business.

Depending on the class of shares being purchased, the actual price you pay may be greater than the calculated NAV. The public offering price, or POP, equals the NAV plus any front-end sales charge. The POP particularly applies to Thornburg Class A Shares.

Purchases can be made with a personal check or bank wire, we do not accept cash equivalents.

Shares can be purchased using the following methods:

Through your Financial Advisor

or

Online

Click here

By Mail

If purchasing shares by mail, send a letter of instruction to:

Thornburg Investment Management
Post Office Box 219017
Kansas City, MO 64121-9017

Letters of instruction must include:

  • Your name
  • The fund’s name
  • Your fund account number
  • Dollar amount of shares to be purchased

If you have additional questions, please call 800-847-0200 to speak with a shareholder representative.

How do I change my address?

To change your address you can click here to update online or complete the Change of Address Form and fax to 505.984.8973 or mail to the address below.

Thornburg Investment Management
Post Office Box 219017
Kansas City, MO 64121-9017

If you have additional questions, please call 800-847-0200 to speak with a shareholder representative.

What are the different share classes?

Please see our Classes of Shares.

Where is tax information found?

You can sign up now for electronic delivery of tax forms and/or statements by clicking here. For questions regarding a tax form you have received from Thornburg Investment Management, or if you need an additional copy of the tax form, please contact our Fund Operations Group at 800.847.0200, Option 0. Our representatives are available Monday through Friday from 7:30 AM MT to 3:30 PM MT.

I have an IRA. What is the cut-off date for prior-year contributions?

If you are holding either a Roth or Traditional IRA and you want to make a contribution for the prior year, you have until the tax filing deadline of the current year.

Must be postmarked or contributed online by the tax filing deadline.

Depending on how your account is registered, tax reporting procedures may be different. Your broker dealer firm may be responsible for all year end tax reporting. Please consult your Financial Representative or Tax Advisor for further details.

Cost Basis Reporting Changes In October 2010, the Internal Revenue Service issued new regulations regarding cost basis that were established pursuant to the Economic Stabilization Act of 2008. Under the regulations, mutual funds are required to report cost basis information to the IRS for all shares acquired on or after January 1, 2012. When you sell or exchange shares of your Thornburg Fund, you may have a capital gain or loss that you may be required to report to the IRS. To calculate the capital gain or loss from shares sold or exchanged, you must know the original price paid, or cost basis, for the shares sold. Any transaction that increases or decreases the number of shares in your account can affect the cost basis. Cost basis reporting applies to regular taxable accounts and to accounts owned by S Corporations. Cost basis reporting does not apply to IRA or Retirement Platform accounts. The effective date for shareholders of mutual funds is January 1, 2012.

  1. The new regulations treat shares acquired before the effective date as non-covered shares. Thornburg Investment Management is not required to report cost basis to the IRS for shares purchased prior to the effective date. For certain eligible accounts, we have been maintaining Average Cost information on your account(s) as a service. You have not been obligated to use this information in your tax reporting.
  2. Shares acquired on or after the effective date are considered covered shares. Thornburg Investment Management will now report the cost basis for all covered shares to both you and the IRS. When filing your tax return, you will be required to use the cost basis reported on your 1099-B for your covered shares.

See our Mutual Fund Tax Information document for detailed information.

Please note that Thornburg Investment Management offers no tax, investment, or sales advice. We understand that tax rules are complex and recommend you discuss your specific situation with your tax advisor and financial representative.

If you have additional questions, please call 800-847-0200 to speak with a shareholder representative.

How do I contact Thornburg?

Please visit our Contact Page.

How do I receive statements and tax forms electronically?

To receive Thornburg shareholder statements and tax forms electronically instead of by mail, you must first have online account access established.

Once you have accessed your portfolio online, you can update your delivery preferences under the ‘Account Profile’ tab.

Online Account Access Security

Thornburg’s online account access provides full 256 bit encryption using Secure Socket Layer (SSL) from the user’s Web browser to the transaction web site across the Internet.

If a user’s browser does not support SSL, then they may not be able to use the account access feature. A secure browser is required for account inquiry and financial transactions.

If you have additional questions, please call 800-847-0200 to speak with a shareholder representative.

How do I open an account?

Please contact your Financial Advisor to invest in any of our products. Your advisor can help you decide which Thornburg Funds are appropriate for you according to your investment goals, time frame, and risk tolerance.

Thornburg Funds are available exclusively through most major Broker/Dealers.

The minimum investments to open an account are as follows:

Opening an Account Adding to an Account
Regular Account $5,000 $100
IRA $2,000 $100

If you have additional questions, please call 800-847-0200 to speak with a shareholder representative.

How do I redeem shares?

You can withdraw money from your fund account at any time by redeeming some or all of your shares (selling them back to the fund either directly or through your Financial Advisor). Your shares will be redeemed at the next share price (NAV) calculated after your order is received. The amount of CDSC, if any, will be deducted and the remaining proceeds sent to you. Please note that if you purchase shares by check and then redeem those shares, the payment may be delayed for up to 15 business days from the date the purchase check was received.

Shares may be redeemed using one of the following methods:

Through your Financial Advisor

Online: Click here

By Mail:
Click here for the required forms.

By Telephone:
1-800-847-0200

Telephone redemptions are not permitted on qualified accounts such as IRAs, SIMPLE IRAs, Coverdells, and 403Bs.

Where can I find a form?

Please see our Forms & Applications Page.

How do I send a wire?

As a Thornburg shareholder, you have the option of purchasing shares via Federal Funds. Wire purchases are initiated by the shareholder through their banking institution. Purchasers may wire payment to the Fund’s transfer agent at:

State Street Bank & Trust Company
BOS/ABA 011000028
DST Purchase Account
DDA 9904946-2
Name of fund to be purchased

Please include registration information, existing account number, or existing confirmation number.

Some banks may charge a wire fee. Please check with your banking institution for more details.

How do I Exchange Shares?

As a shareholder you have the privilege of exchanging shares of any class of a fund for shares of the same class of another fund. Before exchanging shares, please note the following:

  • The fund you are exchanging into must be qualified for sale in your state.
  • You may only exchange between accounts that are registered in the same name, address, and taxpayer identification number.
  • Before exchanging into a fund, read the prospectus for that fund.
  • Exchanges will be treated as a sale of your shares for tax purposes and, therefore, an exchange may have tax consequences for you. Consult a tax advisor or your financial intermediary for more information regarding taxability of exchanges.
  • You will not pay a CDSC on the exchange of Class C shares of a fund for Class C shares of another fund, even if the exchange occurs within 12 months of your purchase of the original shares. A CDSC will apply, however, to any subsequent sale of those Class C shares within 12 months of your original date of purchase, unless you otherwise qualify for a waiver of that CDSC.
  • Your shares will be redeemed and purchased at the next share price (NAV) calculated after your order is received. A sales charge is not imposed on an exchange.

Exchanges may be processed using one of the following methods:

  • Through your financial advisor
  • Online by clicking here
  • By telephone:
    Monday through Friday 7:30 a.m. to 3:30 p.m. Mountain Time,
    800.847.0200

eDelivery of Shareholder Reports

Stop traditional mail delivery of Annual and Semiannual Reports, Prospectuses and Proxy Statements by signing up for e-delivery — select a link below.

Direct Shareholders

Sign up for e-delivery here. You are a Direct Shareholder if you receive statements directly from Thornburg.

Brokerage Account Shareholders

Click on the first letter of your brokerage firm’s name. You are a Brokerage Account Shareholder if you receive statements directly from your Bank or Broker

A B C D E F G H I
J K L M N O P Q R
S T U V W X Y Z