Code of Business Conduct and Ethics

Thornburg Investment Management Code of Business Conduct and Ethics (PDF)

Thornburg Investment Trust Code of Business Conduct and Ethics (PDF)

Proxy Voting Policy

Proxy Vote Record (PDF)

Proxy Voting Policy and Procedures (PDF)

USA Patriot Act

Federal law requires us to obtain, verify and record information which identifies each person who opens an account. When you open an account, you will be asked to supply your name, address, date of birth, and other information identifying you. We are required to reject any new account application if the required information is not provided.

Business Continuity Plans

Thornburg Securities Corporation - Business Continuity Plan (PDF)

Thornburg Investment Management and Thornburg Investment Trust - Business Continuity Plan (PDF)

Form ADV Part 2A

Form ADV Part 2A (PDF)

 

Important message for Canadian trade-matching parties

Trade-Matching Statement (PDF)